UPlan / IPlan

UPlan/IPlan and UPlan II/IPlan II are comprehensive, non-discretionary, fee-based management programs offered through Pershing. Designed to provide your clients with the investment options needed to build a suitable, customized diversified investment portfolio.

UPlan/IPlan and UPlan II/IPlan II offer the associate the flexibility to:

• Invest in mutual funds (no load or load waived), variable annuities, and stocks and bonds
• Determine asset allocations options
• Choose management fee schedules
• Absorb transaction fees or pass them to clients
  
  

In addition, associates have the ability to view client accounts and enter trades online via Net Exchange Pro and debit fees automatically from client accounts.

Clients will receive account statements each month there is activity, billing notifications, detailed Quarterly Performance Reports, and may have access to their account online via Net Exchange Client.

 

 

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