Advertising Review

You will find our Compliance department friendly, efficient and ready to help the producer
keep his business in line with regulatory expectations.

Standard procedure for submitting advertising for review is to fax or email your document to the department
with an advertising transmittal form. The document is then logged for tracking purpose and processed efficiently within the department. Standard turn around times is between 2-3 business days. Longer documents including: initial review of website, seminar presentations or Power Point presentations may take up to 5-10 days.

United Planners' has negotiated discounts with three user friendly compliance minded website vendors
which you may take advantage of. Using these vendors may help to reduce the turn around times for
advertising review. They are:

1. AdvisorSquare

2. Emerald

3. Financial Visions
   
   

At United Planners' we take pride in servicing our reps with reasonable turnaround times on submitted
materials. We strive to give accurate, consistent and timely response to all Advertising Submissions.

We also offer an array of pre-reviewed materials on our website to choose from. Any changes or
personalization of these documents require additional review and approval from Compliance.